Summit Day Two
8:00 am - 9:45 am Registration & Coffee & Tea
9:00 am - 9:15 am Chairman’s Welcome Remarks
Guy Sheppard
Head of Asia Pacific Financial Crime Compliance, Intelligence & Data SolutionsSWIFT
PLENARY SESSIONS: FINANCIAL GRC WEEK 2019
9:15 am - 9:45 am KEYNOTE: Combining Latest Investigation Techniques and Intelligence Exchanges to Combat Financial Crime REGULATORY COMPLIANCE
· Conducting comprehensive AML, market manipulation and sanctions investigations
· Utilising advanced analytics and automation in transaction monitoring and suspicious activities reporting
· Ensuring robust AML/CFT systems for resolving identified financial risks
9:45 am - 10:15 am FIRESIDE CHAT: Future-Proofing Cyber Strategies for Real-Time Incident Response and Investigation PLENARY SESSIONS: FINANCIAL GRC WEEK
· Establishing a trusted cyber ecosystem with the right people, process and technology
· Developing an agile framework for risk identification, protection, response and recovery
· Enforcing risks controls to mitigate threats and enhance enterprise-wide cyber preparedness
Guy Sheppard
Head of Asia Pacific Financial Crime Compliance, Intelligence & Data SolutionsSWIFT
Tobias Gondrom,
Managing Director, Chief Information Security Officer – Group Technology & Operations –United Overseas Bank (UOB)
10:45 am - 11:30 am Morning Refreshment Break
RISK MONITORING & REPORTING
11:00 am - 11:30 am Conduct Risk for Enhanced Governance, Risk and Compliance
· Identifying the scope of conduct risk, risk appetite and misconduct in your business
· Exploring the roles and responsibilities of conduct risk governance
· Adopting the top down and bottom up approach and aligning incentive and reward programmes
· Assessing the result of conduct risk to your business model and strategy
Geetha Sivapathasundram
Head of ComplianceCIMB-Principal Asset Management Berhad (CPAM) & ASEAN Region
11:30 am - 12:15 pm FIRESIDE CHAT: Intelligence Exchanges to Elevate Awareness and Preparedness Against Financial Crime Threats
· Examining the latest and top threat actors in Asia’s financial landscape
· Forming effective intelligence networks to strengthen resilience against financial crime
· Integration with other GRC applications to provide traceability for compliance with controls and risks
Pauline Reich
Senior Fellow, Centre of Excellence for National SecurityS. Rajaratnam School of International Studies
1:00 pm - 2:00 pm Networking Lunch
NEW TECHNOLOGY FRONTIERS IN RISK & COMPLIANCE
1:30 pm - 1:35 pm Opening Remarks by Stream Chairman
1:30 pm - 2:15 pm PANEL: Redefining the Regulatory Landscape with the Convergence of FinTech, RegTech and SupTech MEETING COMPLIANCE COSTS & CHALLENGES
Speakers:
Jeremiah Sadow Executive Director, Group Financial Crimes Compliance Standard Chartered Bank
John Neilson Regional Head of Technology & Cyber Risk – Asia Pacific Citibank
Mei Yen Lee Head of Compliance, Asia HSH Nordbank
Moderator:
Guy Sheppard Head of Asia Pacific Financial Crime Compliance, Intelligence & Data Solutions SWIFT
Jeremiah Sadow Executive Director, Group Financial Crimes Compliance Standard Chartered Bank
John Neilson Regional Head of Technology & Cyber Risk – Asia Pacific Citibank
Mei Yen Lee Head of Compliance, Asia HSH Nordbank
Moderator:
Guy Sheppard Head of Asia Pacific Financial Crime Compliance, Intelligence & Data Solutions SWIFT
- Insights on Asia’s RegTech developments and its significance and drivers for GRC
- Accelerating RegTech implementation to drive compliance efficiency and innovation
- Overcoming challenges in regulatory compliance – Building a diversified RegTech ecosystem and exploring SupTech initiatives
Jeremiah Sadow
Executive Director, Group Financial Crimes ComplianceStandard Chartered Bank
Guy Sheppard
Head of Asia Pacific Financial Crime Compliance, Intelligence & Data SolutionsSWIFT
Mei Yen Lee
Head of Compliance, AsiaHSH Nordbank
2:15 pm - 2:45 pm Effective Strategies for Identifying and Mitigating Insider Threat
· Using analytics to uncover anomalies across users and activities
· Leveraging behaviour profiling for insider threat detection and monitoring
· Controlling and limiting privileged access to reduce insider risks
David E. Vignola
Head, Compliance, Conflicts of Interest & Conduct MonitoringStandard Chartered Bank
3:15 pm - 3:45 pm Afternoon Refreshment Break
CONDUCT RISK
3:15 pm - 3:45 pm Unifying Data Silos to Improve Risk Reporting Standards RISK MONITORING & REPORTING
- The importance of data visibility in risk assessment, reporting and management
- Principles for effective data aggregation and risk reporting
- Establishing consistent data governance standards to safeguard quality and reliability
4:15 pm - 5:00 pm PANEL: Instilling Behavioural Standards and Accountability across Three Lines of Defense GOVERNANCE & CULTURE
- Practical insights to governing conduct on an enterprise level
- Conducting employee due diligence and appropriate screenings to prevent misconduct
- Defining, embedding and managing risk culture, compliance and enforcement
