Robert Colquhoun
Chief Operating Officer and Head of Tax and AML Australian Financial Market Association
Agenda Day 2
11:30 AM Proving You Did Everything Right: Building an Audit-Ready Trail Before the Regulator Asks
- Capturing decisions, actions and rationale in real time—not after the fact
- Designing systems and workflows that support defensible audit trails
- Aligning operational response documentation with regulatory expectations
- Turning post-incident reviews into control and process improvements
Check out the incredible speaker line-up to see who will be joining Robert.
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